Skip to main content

Pricing Companies Market Trends For Employers FAQ Sign in

Insurance Licensing and Appointment Assoc Analyst

External

Lplfinancial · Fort Mill

Full-timeOn-siteToday

Excel

Cover Letter Connect

Prepare for this interview

AI-generated questions, company research, and talking points tailored to this role

Responsibilities

Process advisor requests, state registrations, exam requests, and insurance appointments.
Perform processing duties such as data entry, generating correspondence, processing new advisor paperwork and maintenance of advisor
Become proficient with understanding FINRA and state registration rules and regulations
Follow up with advisors and business partners for insurance appointments
Research items and handle escalations

© 2026 Hiro by Mistiq

Privacy Terms FAQ Employer FAQ Support

Insurance Licensing and Appointment Assoc Analyst at Lplfinancial

Develop relationships with insurance carriers/sponsors

Requirements

High School Diploma or GED Equivalency
1+ year experience in financial services, insurance, or a related financial organization
Preferences:
FINRA or Insurance Licenses/Certification
Core Competencies:
Software/System: Experience in MS Word, Excel, and Outlook
Written and verbal communication skills
Ability to handle multiple tasks in a high volume, fast paced atmosphere
Detail orientation and prioritization skills
Ability to work independently
Pay Range:
$25.85-$43.08/hour
Company Overview:
For further information about LPL, please visit www.lpl.com .
Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
EAC 5.19.26

Benefits

Health insurance401(k)Equity / stock options

Additional Information

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview This position will be responsible for the processing of insurance appointment paperwork and the securities registration and licensing of advisors. Duties include providing outstanding customer service to advisors through written correspondence, email, and via phone. Daily tasks include data entry in Oracle, FINRA Web CRD, and state insurance sites.

Your Match

How well this role fits your profile.

Company Intel

What employees say

Worked at lplfinancial? Share your experience

Interested in this role?

Apply on the company's website.

Cover Letter Connect