Senior Compliance Analyst

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As one of the world's leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. Job Description Your Team Global Regulatory Reporting (GRR) team is a sub function of Global Compliance team. GRR team will monitor prepare and file regulatory reports/disclosures for specific areas, perform analytical and monitoring activities and conduct other applicable projects/assignments as required. Your Role Monitoring/reviewing of daily, weekly, monthly, and quarterly reports. Prepare documentation to support reviews conducted and to substantiate and demonstrate adequate processes/controls to meet regulatory requirements and ensure compliance with all policies and procedures. Perform daily activities in preparation of periodic regulatory filings, such as Dealing Disclosures, Substantial share holdings disclosures, short reporting. Analyze the data and prepare documentation to support substantial shareholding reporting to meet global regulatory requirements. Understanding regulatory requirements in America's region and act steps to meet all the requirements. Stay current of all regulatory changes related to reporting thresholds, reporting deadlines, updated/new disclosure forms to be used occurring in various regions (US/north America) and ensure update procedures and applications to reflect the changes accordingly. Interact with members of the global compliance and legal teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls. Perform daily activities in preparation of periodic regulatory filings, such as Section-16, 13G, 13F, 13H and 13D reports. Review the restrictions and approve the relevant trades on restricted securities as applicable. Participate in compliance related projects and responsibilities. Identify and review requests from external parties and determine appropriate responses for such requests, this includes requirements from various departments and business units too. Assist in resolving queries with regional/global compliance teams. Conduct deep investigations regarding any potential issues or regulations and provide analysis to senior managers. Handle responsibility for ensuring consistent day-to-day production is achieved. Engage in cross-functional initiatives, as required, to promote Continuous Improvement initiatives. Proactively seek and research solutions to compliance issues related to data issues, filling gaps in collating required details for monitoring and reporting as they arise. Respond to basic, intermediary, and advanced/complex questions/queries from other teams independently and report to senior managers for escalation. Total relevant work experience of 4-7 years required with investment advisor or mutual fund group in Compliance or regulatory environment. The Experience You Bring Knowledge of Financial products and Mutual fund industry Knowledge of regulatory requirements Understanding of regulatory changes and new reporting requirements Good analytical skills and attention to detail Excellent interpersonal skills to work effectively with a network of colleagues spread across different time zones. Proficiency in MS Office Strong written and verbal communication skills A positive attitude and willingness to learn. Open to flexible working hours Familiarity with trading systems and compliance components such as Charles River, Bloomberg would be given preference. Academic requirements Bachelors or Master's (preferred) degree in Commerce / Finance Full Time / Part Time Full time Worker Type Employee Job Exempt (Yes / No) No Workplace Model At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office. Why Invesco In Invesco, we act with integrity and do meaningful work to create impact for our stakeholders. We believe our culture is stronger when we all feel we belong, and we respect each other's identities, lives, health, and well-being. We come together to create better solutions for our clients, our business and each other by building on different voices and perspectives. We nurture and encourage each other to ensure our meaningful growth, both personally and professionally. We believe in diverse, inclusive, and supportive workplace where everyone feels equally valued, and this starts at