Assistant Compliance Manager

About the role

With over $2.2 trillion of assets under management, Invesco is one of the world's leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 7500 dedicated employees, we are driven by trust and care. As one of the world's leading asset managers, we are solely dedicated to delivering an investment experience that helps people get more out of life. If you're looking for challenging work, thoughtful colleagues, and a global employer with social values, explore your potential at Invesco. Your Team Investment Compliance is a sub function of Global Compliance team. Investment Compliance is part of Center of Excellence (CoE) and provides necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. Candidate assuming this role would report to Compliance Manager leading overall HYD IC Americas Fixed Income Supporting team and would be focusing on product ranges i.e. Traditional Fixed Income, Stable Value, Bullet Shares and ETFs. Candidate would be responsible for carrying out post trade monitoring, rule coding and testing for account launches and guideline amendments, and other allied daily, monthly, quarterly reporting. This role would also provide support as required to EMEA, US, CA and APAC IC teams for cross border funds, in accordance with relevant regulations (like: 1940 Act, Canadian NI 81-102,UCITS, FCA, COLL, ESMA guidelines, SFC Rules, etc.) and fund-specific investment restrictions as contained in the prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, post trade monitoring and allied reporting) to be effective. Your Role Focusing on product ranges i.e. 1940 Act funds, Multi-Asset funds within overall HYD IC Americas Fixed Income Supporting team in India GCC (Hyderabad office) dedicated to performing Investment Compliance activities, including post trade monitoring, rule coding and testing for account launches and guideline amendments, and other allied daily, monthly, quarterly reporting tasks and manage work performed by the team. Manage the overall work including, coordination with respective stakeholders, managing process updates/changes, training and development, team motivation, engagement. Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system Regular Rule maintenance on trading application i.e. ALADDIN. Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification Assist in resolving queries with regional compliance teams Assist with ongoing review of relevant processes and procedures to ensure best practices. Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements. Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls. Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team Assist in Compliance-related projects and initiatives. Effectively find solutions to compliance issues as they arise. SHIFT Timings: Timing would be primarily aligned to Americas Region i.e. 5:30pm to 2:30am IST, however this is subject to change based on business requirement from time to time. Also, daylight saving would influence the timings . The Experience You Bring Total work experience of 6 to 8 years required including 4 to 6 years of relevant work experience of compliance monitoring and rule coding with an investment advisor or mutual fund group in Compliance or regulatory environment. Strong knowledge of and experience wi