Proactively coordinate across Risk and Control Services to ensure delivery of audit plan. Gather materials for input into Executive, Board, and Governance forums, as necessary. Understand the business to efficiently and effectively resolve complex issues and to perform complex risk assessments.
Coordinate with appropriate control groups in planning and executing assigned work. Ensure work is completed within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
Required Qualifications
Bachelor's degree or equivalent
7+ years of experience
Experience with leading and overseeing multiple concurrent projects
Industry experience in public accounting, internal audit, technology, or related financial services field
Broadly recognized for knowledge/understanding across multiple business lines and/or for demonstrated expertise in a critical subject matter area. Master-level project leadership skills
Ability to transfer knowledge and assist others to achieve proficiency in audit skills and business knowledge
Requirements
Degree in Accounting, Finance or a related field
Advanced degree or professional certification (CIA, CISA, CPA, CFSA)
Financial Services experience
Public Company Experience
Broker-Dealer experience
Series 7
In-Office Collaboration
Visa Sponsorship
Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
Base Pay Salary
The estimated base salary for this role is $140,200- $192,800/year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skil
Additional Information
About Our Company
We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Job Description
Ameriprise Financial is looking to add a Director of Audit to the team! The individual in this role will plan and oversee multiple Risk and Control Services activities concurrently covering multiple businesses, functions, subsidiaries, and geographies. Be responsible for using a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Supervise activities to ensure consistency, quality, and compliance with department policies.
Ameriprise · Minneapolis, MN