Trade Surveillance Analyst

Responsibilities

• Support the Trade Surveillance Manager with reviews, investigations, and reporting.
• Take responsibility for specific surveillance alerts as part of global T+1 monitoring of client trading activity.
• Investigate and escalate suspicious or potentially illegal trading behaviours.
• File Suspicious Transaction and Order Reports (STORs) and/or Suspicious Activity Reports (SARs) to regulators (FCA, NCA) within required timelines.
• Handle follow-up enquiries and requests for information from regulators.
• Review and update surveillance procedure documentation.
• Identify new risks and recommend enhancements to surveillance reporting and controls.
• Assist with other areas of Trade Surveillance, Financial Crime, and Compliance as required.
• Provide a high-quality, professional service to internal and external stakeholders.
• Key Skills & Experience:
• Strong understanding of financial markets and CMC Markets' products.
• Previous Trade Surveillance experience preferred; experience with surveillance systems is a plus.
• Excellent attention to detail and numeracy skills.
• Ability to make quick decisions and prioritise effectively.

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Company Intel

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