Additional Information
About this Opportunity:
As an Enterprise Trader, you will execute all day-to-day trading functions on behalf of advisors and clients including mutual fund and ETF trade placement, rebalances, trade reconciliation, list bill processing, incoming cash allocations, trade rejects, and corrective trading within a workflow management-controlled environment. The role is focused on processing of trading work and service issues with defined market cutoffs within a high quality, regulated environment. The role involves a teamwork approach and close coordination with advisor service teams to provide industry-leading service with quality risk management controls. As we continue to evolve and live our Orion values, we are looking for someone to grow with us.
Location:
It is anticipated that an incumbent in this role will work as a Hybrid employee , with three (3) or more days each week required on-site at one of the listed office locations.
Candidates should be located within a commutable distance to an office. Internal candidates currently aligned to an Orion office location may be given preference; however, internal candidates with varying work arrangements may be considered based on experience and business needs. Work location is subject to change based on business needs.
In this role, you'll get to:
Manage and oversee the trade flow process by the processing of all trading, cash, and allocation work for mutual funds and exchange traded funds as required by the business with high quality, within trading cut-off times, and within budget according to defined service level metrics while maintaining compliance regulations
Maintain documentation for all work processes and procedures
Make improvement suggestions and adhere to all approved work changes for the team
Cross train as required to meet changing business needs
Interact and partner effectively across all appropriate internal business teams and external clients
Participates in testing for projects as required by the team
Provides backup support for all work and project efforts as needed
Assists with team planning and growth strategy
Ensures execution of all industry and client specific compliance matters within the team
We're looking for talent who:
Has a Bachelor's degree in Business or related financial field as preferred
Possess a minimum of two (2) years of trading and servicing team experience in mutual funds services as required
Prior experience with either Advisor Operations or Retirement Plans Service Operations field as preferred
Has proficiency with Salesforce, MS Excel, custodian platforms, trading platforms and/or related financial portfolio management software as preferred
Has prior Orion technology experience as preferred
Has a Series 65 License as required
If series 65 license is not held at time of hire, will be required to obtain designation within 90 days of starting employment
Owns and manages relationships with stakeholders directly and work effectively with people at all levels in an organization
#LI-AP1
#LI-Onsite
#LI-Hybrid
Recommended Skills:
Client-Centric, Effective Communication, Innovation, Portfolio Management, Regulatory Compliance, Risk Management, Technical Proficiency, Time Management, Work Collaboratively
Salary Range:
$30.72 - $45.75 The pay listed in this posting indicates the estimated pay at the time of this posting; however, may vary depending on geographic location, job-related knowledge, skills, and experience. In addition, Orion offers a competitive benefits package which includes health, dental, vision, and disability coverage on day one, 401(k) plan with employer match, paid parental leave, pet benefits including pawternity leave and pet insurance, student loan repayment and more.
Orionadvisor · Greater Omaha Area