At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination
At least 3 years of experience in Auditing and Control Evaluations
At least 3 years of experience in SOX controls
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or equivalent certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
McLean, VA: $131,300 - $149,800 for Principal Analyst, Capital Mkts & Risk
Richmond, VA: $119,400 - $136,200 for Principal Analyst, Capital Mkts & Risk
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
Benefits
Health insurancePerformance bonus
Additional Information
Principal Associate, Capital Markets & Risk - SOX
Capital One's Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) is a dedicated group of professionals focused on delivering top-quality external reporting risk advisory services. They leverage a detailed understanding of the full end-to-end risk management and controls process to advise on Sarbanes-Oxley (SOX), the associated risk and control environment, and identify opportunities to further strengthen the financial reporting environment to meet industry, auditor, and regulator expectations.
We are seeking a self-starter, highly motivated professional to join the Sarbanes-Oxley team as a Principal Associate who excels in a collaborative environment and will take ownership of their responsibilities.
Responsibilities include:
Lead one or more lines of business through our robust approach to risk management including scoping, risk assessment, control design, testing, deficiency analysis, reporting and quarterly certifications.
Liaise between business process performers, risk offices, internal auditors and accountable executives and communicate identified risks or issues and recommended remediation actions to these stakeholders.
Support technology and business transformation, including assessing potential control changes that may be required to enhance our financial reporting and risk management practices
Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting
Interpret and communicate program and control information to senior leadership, including identified risks or issues and recommended remediation
Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company
Capital One · Richmond, VA