Director of Compliance Testing

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Your Career. Your Story. Let's Write the Next Chapter Together. At Origin Bank, a job isn't just a paycheck - it's a meaningful journey. We're committed to helping you grow both professionally and personally in an environment where people come first. We offer a competitive total rewards package, including generous benefits and compensation tailored to your skills, experience, and education. What truly sets us apart is our people-first culture. Here, you'll be supported by unique initiatives like our Dream Manager program, one-on-one guidance from a nationally certified health and wellness coach, and free access to certified financial professionals who are here to help you plan for your future. If you're looking for a career that empowers you to make meaningful connections, positively impact others, and pursue your personal and professional dreams-we'd love to meet you. Apply today and start the most rewarding chapter of your career with us. Job Description The Compliance Testing Program is a critical component of an effective Compliance Management System ("CMS"). This position is responsible for developing, maintaining, and executing a robust risk-based second line of defense Compliance Testing Program, the primary purpose of which is to identify, detect, and correct noncompliance. Additionally, the position is responsible for managing, organizing, planning, and conducting various reviews and/or testing of any applicable components of the Bank's regulatory risk inventory. The Director of Compliance Testing will regularly interface and collaborate with first line of defense business/operating units, and other groups within the Compliance Risk Management Team (i.e., Financial Crimes Risk Management, Compliance Risk Data & Analytics, Compliance Advisory Services, and Fair and Responsible Banking) and other support functions including Legal, Risk, Third Party Risk Management, as well as the Bank's affiliates and subsidiaries. Word Primary Duties and Responsibilities Responsible for performing complex regulatory research, analysis and testing on behalf of the Compliance Risk Management Team ("CRMT") and the Chief Compliance Officer ("CCO"); assessing regulatory risks and adequacy of operating policies, procedures, processes, and controls. The Director of Compliance Testing: Understands and adheres to a comprehensive risk based compliance testing program in coordination with the CCO Supervises a team of Compliance Testing Specialists to complete testing responsibilities as designed by the CRMT and CCO Creates and maintains a centralized inventory of all compliance risk controls; ensuring each compliance risk element on the Compliance Risk Assessment is mapped to a compliance control Independently conducts compliance testing engagements addressing the Bank's inventory of risks and regulations Measures compliance with laws and regulations by completing testing, assessing internal controls, assessing the operating environment, and reviewing policies and procedures to ensure compliance with federal and state regulations - as well as the Bank's enterprise-wide Compliance Program Collaborates with the CCO in designing, executing and documenting transaction testing plans for Financial Crimes Risk Management, deposit, lending, and all other compliance requirements Ensures test steps are aligned to control design and the Bank's operating environment Reviews and approves audit work papers prepared by Compliance Testing Specialists to ensure accuracy, completeness, and logical support for conclusions reached Ensures statistical transaction sampling selection methods are used rather than subjective/judgmental sampling methods Ensures the assigned Compliance Testing Specialist has a strong understanding and expertise in the regulations to which they are assigned Ensures the Compliance Testing Program incorporates an assessment of first line of defense turnover/staff stability Ensures the Compliance Testing Program incorporates recent or planned system changes and/or regulatory changes For all planned testing engagements, establishes a testing resource allocation (by hours) Provides timely, constructive feedback on work paper documentation and coaches Compliance Testing Specialists on ways to improve quality and efficiency Remains current on changes to audit and testing standards, regulations, and industry developments and communicates relevant updates to the Compliance Testing Specialists Plans and manages compliance testing engagements from kick-off through report issuance, including resource allocation, scheduling, and budget monitoring Monitors management's corrective actions to ensure compliance risks are mitigated or transferred effectively to remain within the Board-approved compliance risk tolerance As it relates to issue tracking and remediation, ensures that Compliance Testing tracks all issues in AuditBoard; validating remediation and retaining related artifacts and evidence, retesting compliance controls, wher

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