Compliance Officer

About the role

Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing the firm's marketing and distribution process. The Compliance Officer will also drive key compliance-related projects and initiatives, including those pertaining to Sixth Street's Global Capital Markets platform, compliance testing, training, regulatory filings, and designing, implementing and advising on policies and procedures. Core Responsibilities Own the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials to ensure compliance with all applicable regulations, including SEC, FINRA and other relevant guidelines Utilize deep understanding of the SEC Marketing Rule to act as a key advisor to Sixth Street's Capital Formation and Strategy team on private fund and separately managed account marketing Manage and maintain Sixth Street's Global Capital Markets compliance program Collaborate with senior internal stakeholders on future business growth areas by organizing and managing regulatory workstreams Manage and drive regulatory reporting obligations (e.g., ADV, Form PF) Design and draft policies and procedures and lead new compliance initiatives as the compliance environment and business evolves Enhance compliance workflows and create efficiencies in processes by collaborating with Engineering in utilizing technology and AI Review regulatory developments and implement procedures to ensure platform compliance with all applicable rules and regulations What We Value Highly motivated, entrepreneurial, and team-oriented candidates Ownership mentality / Entrepreneurial mindset High energy and integrity Highly curious and motivated Self-starter who requires little direction Strong analytical and problem-solving skills Strong combination of organizational and interpersonal/communication skills Strong academic credentials Preferred 5+ years of relevant compliance experience at an asset manager or private fund investment adviser Strong understanding of SEC Marketing Rule and application of rule in private fund marketing Bachelor's Degree; MBA and/or JD [optional] Detail-oriented, responsible and proactive Ability to handle multiple tasks simultaneously and work under pressure Strong written and oral communication skills Deadline-oriented to meet time-sensitive contractual requirements Candidate must be self-motivated and willing to work in a team environment across multiple offices Ideal candidate will be a team player, able to work collaboratively across different teams, and train team members on areas of expertise