At least 8 years of experience in compliance, risk management, legal, or audit
At least 5 years of process, project, or program management experience
At least 4 years of people management experience
Master's Degree or Juris Doctor
Certified Regulatory Compliance Manager (CRCM) or Certified Enterprise Risk Professional (CERP)
7+ years of experience in financial services
Experience designing and implementing compliance management programs
Expertise in consumer protection laws (e.g., FCRA, SCRA)
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Chicago, IL: $187,300 - $213,700 for Director, Compliance
McLean, VA: $206,000 - $235,100 for Director, Compliance
Richmond, VA: $187,300 - $213,700 for Director, Compliance
Riverwoods, IL: $187,300 - $213,700 for Director, Compliance
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
Additional Information
Director, Consumer Center of Excellence
Compliance & Ethics (C&E) is seeking a Director who will lead key initiatives, managed within the Compliance Fair and Responsible Banking (FRB) team, to enhance existing governance and oversight of the Compliance Management Program (CMP). As part of C&E, you'll work with talented associates who provide oversight and guidance that sustains existing governance practices while also improving methodology to ensure Capital One effectively manages compliance risk.
The successful candidate will be self-starting and collaborative. They should be able to connect elements of the CMP to the regulatory environment, business practices, and customer needs. This individual should also feel comfortable delivering results amid changing conditions, moving from ambiguity towards grounded recommendations, providing strategic and tactical guidance to further desired outcomes, and influencing partners across the organization at various levels. Strong problem solving and analytical skills, attention to detail, and process/project leadership capabilities are essential for this role.
Specific responsibilities include, but are not limited to, the following:
Play a key role in contributing to the effective design and delivery of specific initiatives intended to enhance the existing Compliance Management Program
Collaborate with our stakeholder community (e.g., General Compliance Advisory & Testing, Enterprise Risk Management, other IRM groups, Audit, business risk offices, front line process owners) to enhance existing governance practices
Leverage data and analytics to inform outcomes and proactively identify opportunities for improvement
Collaborate with cross-functional teams to accomplish shared objectives
Anticipate, identify, and escalate problems early and propose potential mitigations
Provide strategic program leadership, driving program alignment in a matrixed, highly complex regulated environment
Design, develop, and manage risk management-focused project plans in a complex dynamic environment, revising needs to meet changing requirements
Capital One · Chicago, IL