Enterprise Compliance Differentiated Solutions Consultant at Northwesternmutual

Provide consultation and support on complex compliance and supervision topics, including researching issues, coordinating questions, and supporting timely resolution.
Gather, organize, and communicate information needed to support a consistent cross-network office experience, including workflow improvements related to cross-territory challenges.
Support the development and continuous improvement of compliance approaches by contributing insights related to business strategy, team dynamics, client focus, and operational effectiveness.
Facilitate communication across compliance teams, business partners, and field stakeholders to support alignment on compliance priorities and risk considerations.
Support the design and delivery of targeted training and guidance in response to data trends, industry changes, and evolving risks.
Support core compliance initiatives, including annual training and attestation monitoring, contracting workflow processes, staff compensation processes, and transaction reviews.
Contribute to process, policy, and operational improvements through close partnership with field and business stakeholders.
What You'll Bring to the Role:
3+ years of experience in financial services compliance, supervision, risk management, or a related field.
Working knowledge of compliance regulations, supervision practices, and risk management processes.
Understanding field structure, business operations, and stakeholder roles.
Strong analytical and problem-solving skills, with the ability to identify practical solutions to complex issues.
Strong written and verbal communication skills and the ability to build effective working relationships across functions.
Ability to support compliance initiatives aligned with broader business objectives.
Experience supporting training, guidance, or process documentation preferred.
Ability to manage multiple priorities and work effectively in a fast-paced, collaborative environment.
FINRA Series 7 and Series 24 are required.
#LI-Hybrid
This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - FINRA
Compensation Range:
Pay Range - Start:
$81,280.00
Pay Range - End:
$121,920.00
Geographic Specific Pay Structure:
Structure 110:
$89,440.00 USD - $134,160.00 USD
Structure 115:
$93,440.00 USD - $140,160.00 USD
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!

Enterprise Compliance Differentiated Solutions Consultant

About the role

Responsibilities

Benefits

Your Match

Company Intel

What employees say

Interested in this role?