Assist senior financial advisors in developing and implementing and delivering financial plans and investment strategies to clients.
Meet with prospective clients in to understand their financial goals and assess needs in an effort to establish rapport.
Conduct regular performance reviews of client portfolios, discussing performance, rebalancing needs, and market conditions.
Maintain accurate and up-to-date client records within the CRM system.
Respond to client inquiries and provide exceptional service, escalating complex issues to senior advisors when necessary.
Stay informed on market trends, financial products, and industry regulations.
Collaborate with internal teams to ensure seamless client service delivery.
Assist in business development activities, including prospecting, marketing, and client seminar preparation.
Participate in client educational events, workshops and client appreciation events.
Take active lead of marketing efforts by partnering with LPL marketing team.
What are we looking for?
Requirements
FINRA Series 7 and Series 66 (or Series 63 and 65) licenses.
5+ years of experience in the financial services industry, preferably in a client-facing or support role.
Bachelor's degree.
Core Competencies:
Strong understanding of financial planning principles, investment products, and retirement solutions.
Excellent communication (written and verbal) and interpersonal skills.
Highly organized with strong attention to detail and ability to manage multiple priorities.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and CRM software.
Demonstrated ability to work independently and collaboratively in a fast-paced environment.
Client-centric mindset with a commitment to delivering outstanding service.
Preferences:
Life, Accident & Health insurance licenses preferred.
CFP preferred but not required.
Pay Range: $90,000-$110,000/year
#LPL-H1
Pay Range:
82,200.00 - 137,000.00
Company Overview:
Fo
Benefits
Health insurance401(k)Equity / stock options
Additional Information
Where Ambition Meets Innovation
Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.
Job Overview:
The Associate Financial Advisor will support senior financial advisors in providing comprehensive financial planning and investment management services to clients, contributing to the growth and retention of the practice.
Lplfinancial · Farmington CT - Field Mgmt